Q&A: Document Control that Meets Business and Regulatory Standards

Most companies don't manage and control theirA: If this is the case then the answer is simple; at
documentation for the sole purpose of complyingleast it's fairly simple. Your company needs to find a
with SOX regulations, with ISO standards or with thedocument control software system that allows for
FDA, but it doesn't hurt to consider your regulatorythe protection and usage of digital signatures and of
needs when you're "in the market" for a web-basedcourse the system will need to be validated. Look for
document control system.a document control system that already provides
Here are some questions and answers to consider:TOQ validation and other forms of validation tools
Q: Are there regulations or standards that governand props. Validation aids can save busy companies
your industry and require the documentation ofhalf the cost of a "typical" software validation.
documents associated with quality and regulatoryQ: Do certain regulations that affect your company's
management (e.g., documentation of deviations,business demand that suppliers are audited and
customer complaints, CAPA trails, change control,controlled?
submissions, etc.)?A: In a time where 3rd-party suppliers reign supreme
A: If your company exists in this type ofa great deal of manufacturing and research can be
environment you are certainly in need of a documentaccomplished. However, 3rd-party suppliers often
control system that manages and controlscreate a severe danger for the companies that are
documentation without slowing it down. You are alsoresponsible for their "wares." If this is the case for
likely to need a QMS CAPA system that integratesyour company, invest in a web-based supplier
with the same web-based platform that themanagement solution that can be launched from the
document control system is launched from. The QMSsame web-based platform as a document control
CAPA system should not route every issue or eventsolution. An audit solution that automates supplier and
to the CAPA system but should incorporate theinternal audits would also be of the utmost value.
intelligence required to conduct and lead usersQ: When documents are changed do they generally
through a risk management process and a resolutionlead to new training tasks for employees? And do
process that will close out all issues and events withcertain standards that regulate your industry demand
a low level of risk. All remaining issues and eventsthat training is controlled and recorded?
that have been reported should then be routed toA: If this is the case you simply need a document
the CAPA system where additional prompts andcontrol system that manages documents in such a
intelligent forms should await users so that CAPAway that when documents are edited training tasks
management is not entirely dependent on expertisecan automatically be launched, routed, escalated and
as it was in the 80s and the 90s.recorded. The system should also incorporate
Q: Do regulatory measures over your industry requireeasy-to-create exams and reports for the ideal
protected digital signatures when using an electronictraining audit trail.
document control system?